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Legal Center
UK Judicial Opinions Regarding the
Sikh Religious Identity
Mandla and another v Dowell Lee and
another, House of Lords, [1983]
[1983] 1 All ER 1062
Mandla and another v Dowell Lee and another
CONSTITUTIONAL; Civil Rights and Liberties: EDUCATION
HOUSE OF LORDS
LORD FRASER OF TULLYBELTON, LORD EDMUND-DAVIES, LORD ROSKILL,
LORD BRANDON OF OAKBROOK AND LORD TEMPLEMAN
28 FEBRUARY, 1, 2, 24 MARCH 1983
Race relations - Discrimination - Discrimination against
racial group - Sikhs - Racial group defined by reference
to colour, race, nationality or ethnic or national origins
- Ethnic or national origins - Ethnic - Headmaster refusing
to admit Sikh boy to school unless he removed his turban
and cut his hair - Headmaster desiring to minimise religious
distinctions in school which wearing of turbans would accentuate
- Whether unlawful discrimination - Whether Sikhs a 'racial
group'- Whether Sikhs a group defined by reference to 'ethnic
or national origins'- Whether discrimination justifiable
- Race Relations Act 1976, ss 1(1 )(b), 3(1 ).
The headmaster of a private school refused to admit as
a pupil to the school a boy who was an orthodox Sikh, and
who therefore wore long hair under a turban, unless he removed
the turban and cut his hair. The headmaster's reasons for
his refusal were that the wearing of a turban, being a manifestation
of the boy's ethnic origins, would accentuate religious
and social distinctions in the school which, being a multiracial
school based on the Christian faith, the headmaster desired
to minimise. The boy, suing by his father, sought a declaration
in the county court that the refusal to admit him unless
he removed his turban and cut his hair was unlawful discrimination
under s 1(1)(b)a of the Race Relations Act 1976 against
a member of a 'racial group' as defined in s 3(1)b of that
Act. The boy contended that the headmaster's 'no turban'
rule amounted to discrimination within s 1(1)(b)(i) and
(ii) because the boy was not a member of a 'racial group
who can comply' with the rule and the headmaster
could not show the rule to be 'justifiable irrespective
of [the boy's] ethnic
origins'. The evidence before
the court was that the Sikhs were originally a religious
community founded at about the end of the fifteenth century
in the Punjab area of India, and that the Sikhs were no
longer a purely religious group but were a separate community
with distinctive customs such as the wearing of long hair
and a turban although racially they were indistinguishable
from other Punjabis, with whom they shared a common language.
The judge dismissed the boy's claim on the ground that Sikhs
were not a 'racial group' within the definition of that
term in s 3(1) of the 1976 Act since Sikhs could not be
'defined by reference to
ethnic or national origins'.
The boy appealed, contending that the term 'ethnic' embraced
more than merely a racial concept and meant a cultural,
linguistic or religious community. It was common ground
that Sikhism was primarily a religion, that the adherents
of a religion were not as such a 'racial group' within the
1976 Act and that discrimination in regard to religious
practices was not unlawful. The Court of Appeal dismissed
the boy's appeal on the grounds that a group could be defined
by reference to its ethnic origins within s 3(1) of the
1976 Act only if the group could be distinguished from other
groups by definable racial characteristics with which members
of the group were born and that Sikhs had no such characteristics
peculiar to Sikhs. The boy appealed to the House of Lords.
________________________________________
a Section 1(1) is set out at p 1065 a b, post
b Section 3(1), so far as material, is set out at p 1065
g, post
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯
Held - The appeal would be allowed for the following reasons-
(1) The term 'ethnic' in s 3 of the 1976 Act was to be construed
relatively widely in a broad cultural and historic sense.
For a group to constitute an 'ethnic group' for the purposes
of the 1976 Act it had to regard itself, and be regarded
by others, as a distinct community by virtue of certain
characteristics, two of which were essential. First it had
1062 to have a long shared history, of which the group was
conscious as distinguishing it from other groups, and the
memory of which it kept alive, and second it had to have
a cultural tradition of its own, including family and social
customs and manners, often but not necessarily associated
with religious observance. In addition, the following characteristics
could also be relevant, namely (a) either a common geographical
origin or descent from a small number of common ancestors,(b)
a common language, which did not necessarily have to be
peculiar to the group,(c) a common literature peculiar to
the group,(d) a common religion different from that of neighbouring
groups or from the general community surrounding it, and
(e) the characteristic of being a minority or being an oppressed
or a dominant group within a larger community. Applying
those characteristics, the Sikhs were a group defined by
reference to 'ethnic origins' for the purpose of the 1976
Act even though they were not racially distinguishable from
other people living in the Punjab (see p 1066 b c and g
to p 1067 g, p 1068 f, p 1069 a to e, p 1071 b to e and
p 1072 d to j, post); King-Ansell v Police [1979] 2 NZLR
531 adopted.
(2) The words 'can comply' in s 1(1)(b)(i) of the 1976 Act
were not to be read literally, ie as meaning 'can physically'
so as to indicate a theoretical possibility, but were to
be construed as meaning 'can in practice' or 'can, consistently
with the cultural conditions of the racial group' to which
the person belonged. The 'no turban' rule was not a requirement
with which the applicant boy could, consistently with the
customs of being a Sikh, comply and therefore the application
of that rule to him by the headmaster was unlawful discrimination
(see p 1069 f to h, p 1071 b to e and p 1072 h j, post);
Price v Civil Service Commission [1978] 1 All ER 1228 applied.
(3) The 'no turban' rule was not 'justifiable' within the
meaning of s (1)(b)(ii) of the 1976 Act merely because the
headmaster had a genuine belief that the school would provide
a better system of education if it were allowed to discriminate
against those who wore turbans (see p 1069 h j, p 1070 a
to d and f, p 1071 b to e and p 1072 h j, post).
Decision of the Court of Appeal [1982] 3 All ER 1108 reversed.
Notes
For the general meaning of unlawful discrimination on ground
of ethnic or national origins, see 4 Halsbury's Laws (4th
edn) para 1035.
For the Race Relations Act 1976, ss 1, 3, see 46 Halsbury's
Statutes (3rd edn) 395, 397.
Cases referred to in opinions
Ealing London Borough v Race Relations Board [1972] 1 All
ER 105,[1972] AC 342,[1972] 2 WLR 71, HL, 2 Digest (Reissue)
316, 1783.
King-Ansell v Police [1979] 2 NZLR 531, NZ CA.
Panesar v Nestlé Co Ltd [1980] ICR 144, CA.
Price v Civil Service Commission [1978] 1 All ER 1228,[1977]
1 WLR 1417, EAT, Digest (Cont Vol E) 407, 72Ab.
Appeal
The plaintiffs, Sewa Singh Mandla and his son, Gurinder
Singh Mandla , an infant suing by his father and next friend,
who were both Sikhs, appealed by leave of the Appeal Committee
of the House of Lords granted on 18 November 1982 against
the decision of the Court of Appeal (Lord Denning MR, Oliver
and Kerr LJJ)([1982] 3 All ER 1108,[1983] QB 1) on 29 July
1982 dismissing their appeal against the judgment of his
Honour Judge Gosling sitting in the Birmingham County Court
on 10 December 1980 whereby he dismissed the plaintiffs'
claim against the defendants, Mr A G Dowell Lee and Park
Grove Private School Ltd, the headmaster and owner respectively
of Park Grove School, Birmingham, for, inter alia, a declaration
that the defendants had committed an act of unlawful discrimination
against the plaintiffs within the Race Relations Act 1976
by refusing to admit the second plaintiff to the school
as a pupil unless he removed his 1063 turban and cut his
hair to conform with the school rules. The facts are set
out in the opinion of Lord Fraser.
Alexander Irvine QC and Harjit Singh for the appellants.
The first respondent appeared in person.
The second respondent was not represented.
Their Lordships took time for consideration
24 March 1983. The following opinions were delivered.
LORD FRASER OF TULLYBELTON. My Lords, the main question
in this appeal is whether Sikhs are a 'racial group' for
the purposes of the Race Relations Act 1976. For reasons
that will appear, the answer to this question depends on
whether they are a group defined by reference to 'ethnic
origins'.
The appellants (plaintiffs) are Sikhs. The first appellant
is a solicitor in Birmingham and he is the father of the
second appellant. The second appellant was, at the material
date, a boy of school age. The first respondent (first defendant)
is the headmaster of an independent school in Birmingham
called Park Grove School. The second respondent is a company
which owns the school, and in which the first respondent
and his wife are principal shareholders. In what follows
I shall refer to the first respondent as 'the respondent'.
In July 1978 the first appellant wished to enter his son
as a pupil at Park Grove School, and he brought the boy
to an interview with the respondent. The first appellant
explained that he wished his son to grow up as an orthodox
Sikh, and that one of the rules which he had to observe
was to wear a turban. That is because the turban is regarded
by Sikhs as a sign of their communal identity. At the interview,
the respondent said that wearing a turban would be against
the school rules which required all pupils to wear school
uniform, and he did not think he could allow it, but he
promised to think the matter over. A few days later he wrote
to the first appellant saying that he had decided he could
not relax the school rules and thus, in effect, saying that
he would not accept the boy if he insisted on wearing a
turban. The second appellant was then sent to another school,
where he was allowed to wear a turban, and, so far as the
appellants as individuals are concerned, that is the end
of the story.
But the first appellant complained to the Commission for
Racial Equality that the respondent had discriminated against
him and his son on racial grounds. The commission took up
the case and they are the real appellants before your Lordships'
House. The case clearly raises an important question of
construction of the 1976 Act, on which the commission wishes
to have a decision, and they have undertaken, very properly,
to pay the costs of the respondent in this House, whichever
party succeeds in the appeal. In the county court Judge
Gosling held that Sikhs were not a racial group, and therefore
that there had been no discrimination contrary to the 1976
Act. The Court of Appeal (Lord Denning MR, Oliver and Kerr
LJJ)([1982] 3 All ER 1108,[1983] QB 1) agreed with that
view. The commission, using the name of the appellants,
now appeals to this House.
The main purpose of the 1976 Act is to prohibit discrimination
against people on racial grounds, and more generally, to
make provision with respect to relations between people
of different racial groups. So much appears from the long
title. The scheme of the Act, so far as is relevant to this
appeal, is to define in Part I what is meant by racial discrimination
and then in later parts to prohibit such discrimination
in various fields including employment, provision of goods,
services and other things, and by s 17 in the field of education.
There can be no doubt that, if there has been racial discrimination
against the appellants in the present case, it was in the
field of education, and was contrary to s 17(a) which makes
it unlawful for the proprietor of an independent school
to discriminate against a person in the terms on which the
school offers to admit him as a pupil. The only question
is whether any racial discrimination has occurred.
1064
Racial discrimination is defined in s 1(1), which provides
as follows:
'A person discriminates against another in any circumstances
relevant for the purposes of any provision of this Act if-(a)
on racial grounds he treats that other less favourably than
he treats or would treat other persons; or (b) he applies
to that other a requirement or condition which he applies
or would apply equally to persons not of the same racial
group as that other but-(i) which is such that the proportion
of persons of the same racial group as that other who can
comply with it is considerably smaller than the proportion
of persons not of that racial group who can comply with
it; and (ii) which he cannot show to be justifiable irrespective
of the colour, race, nationality or ethnic or national origins
of the person to whom it is applied; and (iii) which is
to the detriment of that other because he cannot comply
with it.'
The type of discrimination referred to in para (a) of that
subsection is generally called 'direct' discrimination.
When the present proceedings began in the county court,
direct discrimination was alleged, but the judge held that
there had been no direct discrimination, and his judgment
on that point was not challenged in the Court of Appeal
or before your Lordships' House. The appellants' case in
this House was based entirely on 'indirect' discrimination,
that is discrimination contrary to s 1(1)(b). When the proceedings
began the appellants claimed damages, but that claim was
not pursued before this House. Having regard to s 57(3)
of the 1976 Act, it would have been unlikely to succeed.
They now seek only a declaration that there has been unlawful
discrimination against them contrary to the Act.
The case against the respondent under s 1(1)(b) is that
he discriminated against the second appellant because he
applied to him a requirement or condition (namely the 'no
turban' rule) which he applied equally to pupils not of
the same racial group as the second respondent (i e to pupils
who were not Sikhs) but (i) which is such that the proportion
of Sikhs who can comply with it is considerably smaller
than the proportion of non-Sikhs who can comply with it
and (ii) which the respondent cannot show to be justifiable
irrespective of the colour, etc of the second appellant,
and (iii) which is to the detriment of the second appellant
because he cannot comply with it. As I have already said,
the first main question is whether the Sikhs are a racial
group. If they are, then two further questions arise. Question
two is what is the meaning of 'can' in s 1(1)(b)(i), and
question three is, what is the meaning of 'justifiable'
in para (b)(ii) of that subsection?
'Ethnic origins'
Racial group is defined in s 3(1) of that Act, which provides:
'
"racial group" means a group of persons
defined by reference to colour, race, nationality or ethnic
or national origins, and references to a person's racial
group refer to any racial group into which he falls.'
It is suggested that Sikhs are a group defined by reference
to colour, race, nationality or national origins. In none
of these respects are they distinguishable from many other
groups, especially those living, like most Sikhs, in the
Punjab. The argument turns entirely on whether they are
a group defined by 'ethnic origins'. It is therefore necessary
to ascertain the sense in which the words 'ethnic' is used
in the 1976 Act. We were referred to various dictionary
definitions. The Oxford English Dictionary (1897 edn) gives
two meanings of 'ethnic'. The first is 'pertaining to nations
not Christian or Jewish; gentile, heathen, pagan'. That
clearly cannot be its meaning in the 1976 Act, because it
is inconceivable that Parliament would have legislated against
racial discrimination intending that the protection should
not apply either to Christians or (above all) to Jews. Neither
party contended that that was the relevant meaning for the
present purpose. The second meaning given in the Oxford
English Dictionary (1897 edn) was 'pertaining to race; peculiar
to a race or nation; ethnological'. A slightly shorter form
of that meaning (omitting 'peculiar to a race or nation')
was given by the Concise Oxford Dictionary in 1934 1065
and was expressly accepted by Lord Denning MR as the correct
meaning for the present purpose. Oliver and Kerr LJJ also
accepted that meaning as being substantially correct, and
Oliver LJ said that the word 'ethnic' in its popular meaning
involved 'essentially a racial concept: the concept of something
with which the members of the group are born; some fixed
or inherited characteristic'(see [1982] 3 All ER 1108 at
1116-1117,[1983] QB 1 at 15). The respondent, who appeared
on his own behalf, submitted that that was the relevant
meaning of 'ethnic' in the 1976 Act, and that it did not
apply to Sikhs because they were essentially a religious
group, and they shared their racial characteristics with
other religious groups, including Hindus and Muslims, living
in the Punjab.
My Lords, I recognise that 'ethnic' conveys a flavour of
race but it cannot, in my opinion, have been used in the
1976 Act in a strict racial or biological sense. For one
things it would be absurd to suppose that Parliament can
have intended that membership of a particular racial group
should depend on scientific proof that a person possessed
the relevant distinctive biological characteristics (assuming
that such characteristics exist). The practical difficulties
of such proof would be prohibitive, and it is clear that
Parliament must have used the word in some more popular
sense. For another thing, the briefest glance at the evidence
in this case is enough to show that, within the human race,
there are very few, if any, distinctions which are scientifically
recognised as racial. I respectfully agree with the view
of Lord Simon in Ealing London Borough v Race Relations
Board [1972] 1 All ER 105 at 115,[1972] AC 342 at 362, referring
to the long title of the Race Relations Act 1968 (which
was in terms identical with part of the long title of the
1976 Act), when he said:
'Moreover,"racial" is not a term of art, either
legal or, I surmise, scientific. I apprehend that anthropologists
would dispute how far the word "race" is biologically
at all relevant to the species amusingly called homo sapiens.'
A few lines lower down, after quoting part of s 1(1) of
the 1968 Act, Lord Simon said:
'This is rubbery and elusive language-understandably when
the draftsman is dealing with so unprecise a concept as
"race" in its popular sense and endeavouring to
leave no loophole for evasion.'
I turn, therefore, to the third and wider meaning which
is given in the Supplement to the Oxford English Dictionary
vol 1 (A-G)(1972). It is as follows: 'pertaining to or having
common racial, cultural, religious, or linguistic characteristics,
esp. designating a racial or other group within a larger
system
' Counsel for the appellants, while not accepting
the third (1972) meaning as directly applicable for the
present purpose, relied on it to this extent, that it introduces
a reference to cultural and other characteristics, and is
not limited to racial characteristics. The 1972 meaning
is, in my opinion, too loose and vague to be accepted as
it stands. It is capable of being read as implying that
any one of the adjectives,'racial, cultural, religious or
linguistic', would be enough to constitute an ethnic group.
That cannot be the sense in which 'ethnic' is used in the
1976 Act, as that Act is not concerned at all with discrimination
on religious grounds. Similarly, it cannot have been used
to mean simply any 'racial or other group'. If that were
the meaning of 'ethnic', it would add nothing to the word
group, and would lead to a result which would be unacceptably
wide. But in seeking for the true meaning of 'ethnic' in
the statute, we are not tied to the precise definition in
any dictionary. The value of the 1972 definition is, in
my view, that it shows that ethnic has come to be commonly
used in a sense appreciably wider than the strictly racial
or biological. That appears to me to be consistent with
the ordinary experience of those who read newspapers at
the present day. In my opinion, the word 'ethnic' still
retains a racial flavour but it is used nowadays in an extended
sense to include other characteristics which may be commonly
thought of as being associated with common racial origin.
For a group to constitute an ethnic group in the sense of
the 1976 Act, it must, in my opinion, regard itself, and
be regarded by others, as a distinct community by virtue
of 1066 certain characteristics. Some of these characteristics
are essential; others are not essential but one or more
of them will commonly be found and will help to distinguish
the group from the surrounding community. The conditions
which appear to me to be essential are these: (1) a long
shared history, of which the group is conscious as distinguishing
it from other groups, and the memory of which it keeps alive;(2)
a cultural tradition of its own, including family and social
customs and manners, often but not necessarily associated
with religious observance. In addition to those two essential
characteristics the following characteristics are, in my
opinion, relevant: (3) either a common geographical origin,
or descent from a small number of common ancestors;(4) a
common language, not necessarily peculiar to the group;(5)
a common literature peculiar to the group;(6) a common religion
different from that of neighbouring groups or from the general
community surrounding it;(7) being a minority or being an
oppressed or a dominant group within a larger community,
for example a conquered people (say, the inhabitants of
England shortly after the Norman conquest) and their conquerors
might both be ethnic groups.
A group defined by reference to enough of these characteristics
would be capable of including converts, for example, persons
who marry into the group, and of excluding apostates. Provided
a person who joins the group feels himself or herself to
be a member of it, and is accepted by other members, then
he is, for the purpose of the 1976 Act, a member. That appears
to be consistent with the words at the end of sub-s (1)
of s 3: 'references to a person's racial group refer to
any racial group into which he falls.' In my opinion, it
is possible for a person to fall into a particular racial
group either by birth or by adherence, and it makes no difference,
so far as the 1976 Act is concerned, by which route he finds
his way into the group. This view does not involve creating
any inconsistency between direct discrimination under para
(a) and indirect discrimination under para (b). A person
may treat another relatively unfavourably 'on racial grounds'
because he regards that other as being of a particular race,
or belonging to a particular racial group, even if his belief
is, from a scientific point of view, completely erroneous.
Finally, on this part of the argument, I think it is proper
to mention that the word 'ethnic' is of Greek origin, being
derived from the Greek word 'ethnos' the basic meaning of
which appears to have been simply 'a group' not limited
by reference to racial or any other distinguishing characteristics:
see Liddell and Scott's Greek-English Lexicon (8th edn (Oxford),
1897). I do not suggest that the meaning of the English
word in a modern statute ought to be governed by the meaning
of the Greek word from which it is derived, but the fact
that the meaning of the latter was wide avoids one possible
limitation on the meaning of the English word.
My Lords, I have attempted so far to explain the reasons
why, in my opinion, the word 'ethnic' in the 1976 Act should
be construed relatively widely, in what was referred to
by counsel for the appellants as a broad, cultural/historic
sense. The conclusion at which I have arrived by construction
of the 1976 Act itself is greatly strengthened by consideration
of the decision of the Court of Appeal in New Zealand (Richmond
P, Woodhouse and Richardson JJ) in King-Ansell v Police
[1979] 2 NZLR 531. That case was discovered by the industry
of the appellants' counsel, but unfortunately not until
after the Court of Appeal in England had decided the case
now under appeal. If it had been before the Court of Appeal
it might well have affected their decision. In that case
the appellant had been convicted by a magistrate of an offence
under the New Zealand Race Relations Act 1971, the offence
consisting of publishing a pamphlet with intent to incite
ill-will against Jews,'on the ground of their ethnic origins'.
The question of law arising on the appeal concerned the
meaning to be given to the words 'ethnic
origins
of that group of persons' in s 25(1) of the Act. The decision
of the Court of Appeal was that Jews in New Zealand did
form a group with common ethnic origins within the meaning
of the Act. The structure of the New Zealand Act differs
considerably from that of the 1976 Act, but the offence
created by s 25 of the New Zealand Act (viz inciting ill-will
against any group of persons on the ground of their 'colour,
race, or ethnic or national origins') raises the same question
of construction as the present appeal, in a context which
is identical, 1067 except that the New Zealand Act does
not mention 'nationality', and the 1976 Act does. The reasoning
of all members of the New Zealand court was substantially
similar, and it can, I think, be sufficiently indicated
by quoting the following short passages. The first is from
the judgment of Woodhouse J where, after referring to the
meaning given by the Supplement to the Oxford English Dictionary
vol 1 (A-G)(1972), which I have already quoted, he says
(at 538):
'The distinguishing features of an ethnic group or of the
ethnic origins of a group would usually depend upon a combination,
present together, of characteristics of the kind indicated
in the Supplement. In any case it would be a mistake to
regard this or any other dictionary meaning as though it
had to be imported word for word into a statutory definition
and construed accordingly. However, subject to those qualifications,
I think that for the purposes of construing the expression
"ethnic origins" the 1972 Supplement is a helpful
guide and I accept it.'
Richardson J said (at 542):
'The real test is whether the individuals or the group regard
themselves and are regarded by others in the community as
having a particular historical identity in terms of their
colour or their racial, national or ethnic origins. That
must be based on a belief shared by members of the group.'
And the same judge said (at 543):
'
a group is identifiable in terms of its ethnic origins
if it is a segment of the population distinguished from
others by a sufficient combination of shared customs, beliefs,
traditions and characteristics derived from a common or
presumed common past, even if not drawn from what in biological
terms is a common racial stock. It is that combination which
gives them an historically determined social identity in
their own eyes and in the eyes of those outside the group,
they have a distinct social identity based not simply on
group cohesion and solidarity but also on their belief as
to their historical antecedents.'
My Lords, that last passage sums up in a way on which I
could not hope to improve the views which I have been endeavouring
to express. It is important that courts in English-speaking
countries should, if possible, construe the words which
we are considering in the same way where they occur in the
same context, and I am happy to say that I find no difficulty
at all in agreeing with the construction favoured by the
New Zealand Court of Appeal.
There is only one respect in which that decision rests on
a basis that is not fully applicable to the instant appeal.
That appears from the long title of the New Zealand Act
which is as follows:
'An Act to affirm and promote racial equality in New Zealand
and to implement the International Convention on the Elimination
of All Forms of Racial Discrimination.'
Neither the 1976 Act nor its predecessors in the United
Kingdom, the Race Relations Acts 1965 and 1968, refer to
the International Convention on the Elimination of All Forms
of Racial Discrimination. The convention was adopted on
7 March 1966, and was signed by the United Kingdom on 11
October 1966, subject to reservations which are not now
material. It was not ratified by the United Kingdom until
7 March 1969 (see Cmnd 4108, August 1969). Under the convention
the states parties undertook, inter alia, to prohibit racial
discrimination in all its forms, and to guarantee the rights
of everyone 'without distinction as to race, colour, or
national or ethnic origin' of equality before the law, notably
in certain rights which were specified including education
(art 5(e)(v)). The words which I have quoted are very close
to the words found in the 1976 Act and in its predecessors
in this country, and they are certainly quite consistent
with these United Kingdom Acts having been passed in implementation
of the obligation imposed by the convention. But it is unnecessary
to rely in this case on any special rules of construction
applicable to legislation which gives effect to international
conventions because, for the 1068 reasons already explained,
a strict or legalistic construction of the words would not,
in any event, be appropriate.
The respondent admitted, rightly in my opinion, that, if
the proper construction of the word 'ethnic' in s 3 of the
1976 Act is a wide one, on lines such as I have suggested,
the Sikhs would qualify as a group defined by ethnic orgins
for the purposes of the Act. It is, therefore, unnecessary
to consider in any detail the relevant characteristics of
the Sikhs. They were originally a religious community founded
about the end of the fifteenth century in the Punjab by
Guru Nanak, who was born in 1469. But the community is no
longer purely religious in character. Their present position
is summarised sufficiently for present purposes in the opinion
of the county court judge in the following passage:
'The evidence in my judgment shows that Sikhs are a distinctive
and self-conscious community. They have a history going
back to the fifteenth century. They have a written language
which a small proportion of Sikhs can read but which can
be read by a much higher proportion of Sikhs than of Hindus.
They were at one time politically supreme in the Punjab.'
The result is, in my opinion, that Sikhs are a group defined
by a reference to ethnic origins for the purpose of the
1976 Act, although they are not biologically distinguishable
from the other peoples living in the Punjab. That is true
whether one is considering the position before the partition
of 1947, when the Sikhs lived mainly in that part of the
Punjab which is now Pakistan, or after 1947, since when
most of them have moved into India. It is, therefore, necessary
to consider whether the respondent has indirectly discriminated
against the appellants in the sense of s 1(1)(b) of the
1976 Act. That raises the two subsidiary questions I have
already mentioned.
'Can comply'
It is obvious that Sikhs, like anyone else,'can' refrain
from wearing a turban, if 'can' is construed literally.
But if the broad cultural/historic meaning of ethnic is
the appropriate meaning of the word in the 1976 Act, then
a literal reading of the word 'can' would deprive Sikhs
and members of other groups defined by reference to their
ethnic origins of much of the protection which Parliament
evidently intended the 1976 Act to afford to them. They
'can' comply with almost any requirement or condition if
they are willing to give up their distinctive customs and
cultural rules. On the other hand, if ethnic means inherited
or unalterable, as the Court of Appeal thought it did, then
'can' ought logically to be read literally. The word 'can'
is used with many shades of meaning. In the context of s
1(1)(b)(i) of the 1976 Act it must, in my opinion, have
been intended by Parliament to be read not as meaning 'can
physically', so as to indicate a theoretical possibility,
but as meaning 'can in practice' or 'can consistently with
the customs and cultural conditions of the racial group'.
The latter meaning was attributed to the word by the Employment
Appeal Tribunal in Price v Civil Service Commission [1978]
1 All ER 1228,[1977] 1 WLR 1417, on a construction of the
parallel provision in the Sex Discrimination Act 1975. I
agree with their construction of the word in that context.
Accordingly I am of opinion that the 'no turban' rule was
not one with which the second appellant could, in the relevant
sense, comply.
'Justifiable'
The word 'justifiable' occurs in s 1(1)(b)(ii). It raises
a problem which is, in my opinion, more difficult than the
problem of the word 'can'. But in the end I have reached
a firm opinion that the respondent has not been able to
show that the 'no turban' rule was justifiable in the relevant
sense. Regarded purely from the point of view of the respondent,
it was no doubt perfectly justifiable. He explained that
he had no intention of discriminating against Sikhs. In
1978 the school had about 300 pupils (about 75% boys and
25% girls) of whom over 200 were English, five were Sikhs,
34 Hindus, 16 Persians, six negroes, seven Chinese and 15
from European countries. The reasons for having a school
uniform were largely reasons of practical convenience, to
minimise external differences between races and social classes,
to discourage the 'competitive fashions' which 1069 he said
tend to exist in a teenage community, and to present a Christian
image of the school to outsiders, including prospective
parents. The respondent explained the difficulty for a headmaster
of explaining to a non-Sikh pupil why the rules about wearing
correct school uniform were enforced against him if they
were relaxed in favour of a Sikh. In my view these reasons
could not, either individually or collectively, provide
a sufficient justification for the respondent to apply a
condition that is prima facie discriminatory under the 1976
Act.
An attempted justification of the 'no turban' rule, which
requires more serious consideration, was that the respondent
sought to run a Christian school, accepting pupils of all
religions and races, and that he objected to the turban
on the ground that it was an outward manifestation of a
non-Christian faith. Indeed, he regarded it as amounting
to a challenge to that faith. I have much sympathy with
the respondent on this part of the case and I would have
been glad to find that the rule was justifiable within the
meaning of the statute, if I could have done so. But in
my opinion that is impossible. The onus under para (b)(ii)
is on the respondent to show that the condition which he
seeks to apply is not indeed a necessary condition, but
that it is in all circumstances justifiable 'irrespective
of the colour, race, nationality or ethnic or national origins
of the person to whom it is applied', that is to say that
it is justifiable without regard to the ethnic origins of
that person. But in this case the principal justification
on which the respondent relies is that the turban is objectionable
just because it is a manifestation of the second appellant's
ethnic origins. That is not, in my view, a justification
which is admissible under para (b)(ii). The kind of justification
that might fall within that provision would be one based
on public health, as in Panesar v Nestlé Co Ltd [1980]
ICR 144, where the Court of Appeal held that a rule forbidding
the wearing of beards in the respondent's chocolate factory
was justifiable within the meaning of s 1(1)(b)(ii) on hygienic
grounds, notwithstanding that the proportion of Sikhs who
could [sc conscientiously] comply with it was considerably
smaller than the proportion of non-Sikhs who could comply
with it. Again, it might be possible for the school to show
that a rule insisting on a fixed diet, which included some
dish (for example, pork) which some racial groups could
not conscientiously eat was justifiable if the school proved
that the cost of providing special meals for the particular
group would be prohibitive. Questions of that sort would
be questions of fact for the tribunal of fact, and if there
was evidence on which it could find the condition to be
justifiable its finding would not be liable to be disturbed
on appeal.
But in the present case I am of opinion that the respondent
has not been able to show that the 'no turban' rule was
justifiable.
Final considerations
Before parting with the case I must refer to some observations
by the Court of Appeal which suggest that the conduct of
the Commission for Racial Equality in this case has been
in some way unreasonable or oppressive. Lord Denning MR
([1982] 3 All ER 1108 at 1114,[1983] QB 1 at 13) merely
expressed regret that the commission had taken up the case.
But Oliver LJ ([1982] 3 All ER 1108 at 1118,[1983] QB 1
at 18) used stronger language and suggested that the machinery
of the 1976 Act had been operated against the respondent
as 'an engine of oppression'. Kerr LJ ([1982] 3 All ER 1108
at 1123,[1983] QB 1 at 25) referred to notes of an interview
between the respondent and an official of the commission
which he said read in part 'more like an inquisition than
an interview' and which he regarded as harassment of the
respondent.
My Lords, I must say that I regard these strictures on the
commission and its officials as entirely unjustified. The
commission has a difficult task, and no doubt its inquiries
will be resented by some and are liable to be regarded as
objectionable and inquisitive. But the respondent in this
case, who conducted his appeal with restraint and skill,
made no complaint of his treatment at the hands of the commission.
He was specifically asked by some of my noble and learned
friends to point out any part of the notes of his interview
with the commission's official to which he objected, and
he said there were none and that an objection of that sort
formed no part of his case. The lady who conducted the interview
on behalf of the commission gave evidence in the county
court, 1070 and no suggestion was put to her in cross-examination
that she had not conducted it properly. Opinions may legitimately
differ as to the usefulness of the commission's activities,
but its functions have been laid down by Parliament and,
in my view, the actions of the commission itself in this
case and of its official who interviewed the respondent
on 3 November 1978 were perfectly proper and in accordance
with its statutory duty.
I would allow this appeal. The appellants have agreed to
pay the costs of the respondent in this House and they do
not seek to disturb the order for costs in the lower courts
in favour of the present respondent made by the Court of
Appeal.
LORD EDMUND-DAVIES. My Lords, I have found this case unfortunate
in several ways and by no means free from difficulty. But
I have had the advantage of reading in draft form the speeches
prepared by my noble and learned friends Lord Fraser and
Lord Templeman. They are in conformity with the conclusion
at which I had ultimately arrived, and I do not find it
necessary or desirable to add any observations of my own.
I therefore restrict myself to concurring that the appeal
should be allowed.
LORD ROSKILL. My Lords, I have had the advantage of reading
in draft the speeches prepared by my noble and learned friends
Lord Fraser and Lord Templeman. For the reasons given in
those speeches I too would allow this appeal.
LORD BRANDON OF OAKBROOK. My Lords, I have had the advantage
of reading in draft the speeches prepared by my noble and
learned friends Lord Fraser and Lord Templeman. I agree
with both speeches, and for the reasons which they give
I would allow the appeal.
LORD TEMPLEMAN. My Lords, the Race Relations Act 1976 outlaws
discrimination in specified fields of activities against
defined racial groups. The fields of activity in which discrimination
is made a criminal offence are employment, education and
the provision of goods, facilities, services and premises.
Presumably Parliament considered that discrimination in
these fields was most widespread and harmful. By s 3 of
the 1976 Act the racial groups against which discrimination
may not be practised are groups 'defined by reference to
colour, race, nationality or ethnic or national origins'.
Presumably Parliament considered that the protection of
these groups against discrimination was the most necessary.
The 1976 Act does not outlaw discrimination against a group
of persons defined by reference to religion. Presumably
Parliament considered that the amount of discrimination
on religious grounds does not constitute a severe burden
on members of religious groups. The 1976 Act does not apply
and has no reference to the situation in Northern Ireland.
The Court of Appeal thought that the Sikhs were only members
of a religion or at best members of a religion and culture.
But the evidence of the origins and history of the Sikhs
which was adduced by the parties to the present litigation
disclosed that the Sikhs are more than a religion and a
culture. And in view of the history of this country since
the 1939-45 war I find it impossible to believe that Parliament
intended to exclude the Sikhs from the benefit of the Race
Relations Act 1976 and to allow discrimination to be practised
against the Sikhs in those fields of activity where, as
the present case illustrates, discrimination is likely to
occur.
Section 17 of the 1976 Act makes it unlawful for the proprietor
of a school to discriminate against a person in the terms
on which the school offers to admit him to the school as
a pupil. By s 1(1):
'A person discriminates against another
if
(b) he applies to that other a requirement or condition
which he applies or would apply equally to persons not of
the same racial group as that other but-(i) which is such
that the proportion of persons of the same racial group
as that other who can comply with it is considerably smaller
than the proportion of persons not of that racial group
who can comply with it; and (ii) which he cannot show to
be justifiable irrespective of the colour, race, nationality
or ethnic or national origins of the person to whom it is
applied
'
1071
The respondents are only willing to admit the appellant
Gurinder Singh to Park Grove School if he complies with
the school rules. Rule 22 stipulates that 'Boys' hair must
be cut so as not to touch the collar
' As an orthodox
Sikh Gurinder Singh must allow his hair to grow unshorn.
Rule 20 requires boys to wear the school uniform. The method
adopted by orthodox Sikhs for containing unshorn hair is
the wearing of a turban; a school cap is useless for that
purpose. Gurinder Singh says he cannot comply with rr 22
or 20 because he is a Sikh and on his behalf it is argued
that Sikhs constitute a racial group, being a group of persons
defined within the 1976 Act and cannot comply with rr 22
or 20, whereas all non-Sikhs can comply with those rules,
then the school is guilty of discrimination against the
Sikh Gurinder Singh unless the respondents can show that
rr 22 and 20 are justifiable irrespective of the ethnic
origin of Gurinder Singh.
In the course of the argument attention was directed to
the dictionary definitions of the adjective 'ethnic'. But
it is common ground that some definitions constitute the
Sikhs a relevant group of ethnic origin whereas other definitions
would exclude them. The true construction of the expression
'ethnic origins' must be deducted from the 1976 Act. A racial
group means a group of persons defined by reference to colour,
race, nationality or ethnic or national origins. I agree
with the Court of Appeal that in this context ethnic origins
have a good deal in common with the concept of race just
as national origins have a good deal in common with the
concept of nationality. But the statutory definition of
a racial group envisages that a group defined by reference
to ethnic origin may be different from a group defined by
reference to race, just as a group defined by reference
to national origins may be different from a group defined
by reference to nationality. In my opinion, for the purposes
of the 1976 Act a group of persons defined by reference
to ethnic origins must possess some of the characteristics
of a race, namely group descent, a group of geographical
origin and a group history. The evidence shows that the
Sikhs satisfy these tests. They are more than a religious
sect, they are almost a race and almost a nation. As a race,
the Sikhs share a common colour, and a common physique based
on common ancestors from that part of the Punjab which is
centred on Amritsar. They fail to qualify as a separate
race because in racial origin prior to the inception of
Sikhism they cannot be distinguished from other inhabitants
of the Punjab. As a nation the Sikhs defeated the Moghuls,
and established a kingdom in the Punjab which they lost
as a result of the first and second Sikh wars; they fail
to qualify as a separate nation or as a separate nationality
because their kingdom never achieved a sufficient degree
of recognition or permanence. The Sikhs qualify as a group
defined by ethnic origins because they consitute a separate
and distinct community derived from the racial characteristics
I have mentioned. They also justify the conditions enumerated
by my noble and learned friend Lord Fraser. The Sikh community
has accepted converts who do not comply with those conditions.
Some persons who have the same ethnic origins as the Sikhs
have ceased to be members of the Sikh community. But the
Sikhs remain a group of persons forming a community recognisable
by ethnic origins within the meaning of the 1976 Act. Gurinder
Singh is a member of the Sikh community which qualifies
as a racial group for the purposes of the 1976 Act.
I agree with my noble and learned friend that Gurinder Singh
cannot comply with the school rules without becoming a victim
of discrimination. The discrimination cannot be justified
by a genuine belief that the school would provide a better
system of education if it were allowed to discriminate.
I also agree that the Commission for Racial Equality were
under a duty properly to investigate the present complaint
of discrimination and that their conduct was not oppressive.
I agree that the appeal should be allowed.
Appeal allowed.
Solicitors: Bindman & Partners (for the appellants).
Mary Rose Plummer Barrister.
1072
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